| 1. | A list of security protections that applies to an object
应用于对象的安全保护列表。 |
| 2. | Approved list of security guard contractors
认可护卫员服务承办商名册 |
| 3. | Section 2 listing of securities
第二节证券上市 |
| 4. | The hong kong mortgage corporation followed suit with the listing of securities valued at 3 . 5 bn issued under its note issuance programme in october 1999
月便效法此举，将根据其债券发行计划发行的 |
| 5. | The hong kong mortgage corporation followed suit with the listing of securities valued at $ 3 . 5 bn issued under its note issuance programme in october 1999
月便效法此举，将根据其债券发行计划发行的 |
| 6. | Article 151 . securities registration and settlement organizations shall supply the list of securities owners and other relevant information to the securities issuers
第一百五十一条证券登记结算机构应当向证券发行人提供证券持有人名册及其有关资料。 |
| 7. | With such a background , the author presents perspectives on some legal issues involving cross - border issuing and listing of securities . the paper can be divided into four sections
笔者正是在这种背景下，对跨境证券发行与上市中涉及的若干法律问题进行了较为系统的研究。 |
| 8. | A part of a market , that relates to a place , an exchange authority , a type of security ( equity / bond / option / future ) , and a list of securities with a given set of trading methods
市场的一部分，它关系到一个场所，一种交易权利，一个类型的证券（资产，债券，期货，期权）和一系列的交易手段。 |
| 9. | In accordance with the actual registrations of securities and settlement of stock transactions , securities registration and settlement organizations shall verify the amount of various securities held by securities owners and supply the registered list of securities owners
证券登记结算机构应当根据证券登记结算的结果，确认证券持有人持有证券的事实，提供证券持有人登记资料。 |
| 10. | The first section : cross - border issuing and listing of securities , its legal characteristic , regulations and rules involved . the second section : some private law issues with regard to cross - border issuing , including legal status of issuers , methods of listing , corporate governance ; class rights and minority protection , conflict and application of laws , etc . the third section : legal supervision on the cross - border listing and the international regulatory cooperation . the last section : based on the analysis of the legal systems of developed securities market , international practice and the review of prc oversea listing system , the reformational and legislative proposals on the prc oversea listing system and international regulatory cooperation pattern are given in the paper respectively
本文具体包括四个部分：第一部分主要探究跨境证券发行与上市及其法律特点和所涉及的法律规则；第二部分从私法的角度，对跨境证券发行与上市中所面临的几个核心和热点法律问题进行了研究，主要包括发行人的主体资格、发行与上市的方式、公司治理问题、类别股与类别股东保护，以及法律冲突与法律适用等问题；第三部分从公法的视角，就跨境证券发行与上市的法律监管及国际间的合作进行探讨；第四部分在考察我国现行的海外上市制度的基础上，笔者根据我国的实际情况和从发展的角度，就我国海外发行与上市制度所存在的问题及其完善、我国如何参与国际监管合作等提出了初步的意见和建议。 |
